Broker Check

Our Offerings and Services

A Promise And Commitment To You

As your securities broker, it is our responsibility to do much more than just take orders to buy or sell securities. We will help you pursue your investment goals by providing you with quality service and financial advice from sophisticated resources.

We will…

Client Centered

Ask the questions that define your needs, goals and attitudes toward risk.

Tailor an investment program to your financial objectives.

Alert you to potential opportunities and challenges that may affect your investments.

Help you to understand and manage the risks that accompany investing.

Client Centered

Take the time to understand your changing objectives.

Offer services with courtesy and responsiveness.

Aim to establish a long-lasting client relationship with you by maintaining a high standard of quality, professionalism and integrity.

Help you to improve our respective communities through personal involvement.


Large, Mid and Small Cap Stock (No penny stock)


Mutual Funds


Real Estate Investment Trusts


Exchange Traded Funds

Roth IRAs

Traditional IRAs

Inherited Roths and IRAs

Transfer on Death Accounts

Joint and Single Accounts


Portfolio Management

Limit Order Sell Strategy

1035 Exchanges

College Planning

Bond Laddering

403B Rollover into IRAs

401K Rollover into IRAs

Referral to CPAs

Year End Gain/Loss Strategy for tax savings

For more information about our firm and the services we offer, send us a quick email or call the office. We welcome the opportunity to speak with you. |  (440) 527-0672